Regulators want firms to ramp up fintech accountability

November 13, 2017

 

Officials at the SEC and FINRA have been talking a lot lately about how they have been ramping up their use of sophisticated technologies to root out questionable conduct among the firms they regulate.

 

Read more at: https://www.financial-planning.com/news/government-regulators-want-financial-firms-to-increase-tech-accountability

 

 

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